First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adam Craig Tremain White
IRN ACW01108
- CF27 Investment Management (24 Feb 2003 to 31 Jul 2005)
Adam Gaskill
IRN AXG02348
- CF30 Customer (9 Jun 2014 to 16 Jul 2018)
Adele Jane Swan
IRN AXS05222
- [FCA CF] Significant management (since 25 Jun 2024)
- [FCA CF] Material risk taker (since 25 Jun 2024)
Adrian Charles Newlands Smith
IRN ACS01199
- CF28 Systems and controls (28 Jan 2010 to 27 Dec 2010)
Adrian Patrick John Hilderly
IRN APH01168
- SMF3 Executive Director (9 Dec 2019 to 25 Mar 2022)
- CF1 Director (11 Jan 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)
- CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
Alan Christopher Grey
IRN ACG01127
- CF30 Customer (23 Jan 2017 to 1 Aug 2018)
Alan Michael Nesbit
IRN AMN01017
- CF30 Customer (1 Nov 2007 to 30 Dec 2016)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Alan Smith
IRN AXS01201
- [FCA CF] Significant management (3 Aug 2022 to 10 Feb 2023)
- [FCA CF] Material risk taker (3 Aug 2022 to 10 Feb 2023)
Alan Walter Davidson
IRN AWD01052
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 May 2025)
Albertus Adrianus Maria Van Bussel
IRN AAV01012
- CF30 Customer (31 Jan 2011 to 22 Oct 2012)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.