First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alex Nassuphis
IRN AXN01090
- CF30 Customer (2 Oct 2015 to 8 Dec 2019)
Alexander Summers
IRN AXS03629
- CF30 Customer (5 Aug 2014 to 8 Dec 2019)
Alexia Zavos
IRN AXZ01073
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (10 Oct 2017 to 8 Dec 2019)
Ali Karmali
IRN AXK02268
- CF30 Customer (4 Mar 2013 to 9 Jul 2014)
Alia Yousuf Humblot
IRN AXY01057
- CF27 Investment Management (8 Nov 2004 to 31 Jan 2006)
Alice Mary Franks
IRN AMF01109
- CF30 Customer (4 Feb 2009 to 27 Jan 2017)
Alistair James Thompson
IRN AJT01077
- CF30 Customer (1 Nov 2007 to 31 Jan 2014)
- CF27 Investment Management (2 Jan 2003 to 31 Oct 2007)
Amalia Nunez Lopez
IRN AXN01247
- CF30 Customer (23 Mar 2016 to 8 Dec 2019)
Amanda Renee Gazal
IRN AXG00971
- [FCA CF] Significant management (since 24 Oct 2024)
- [FCA CF] Manager of certification employee (since 24 Oct 2024)
- [FCA CF] Material risk taker (since 24 Oct 2024)
Andrew David Dalrymple
IRN ADD01018
- CF27 Investment Management (1 Dec 2001 to 27 Nov 2006)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.