Alistair James Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
    • CF27 Investment Management (2 Jan 2003 to 31 Oct 2007)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
    • CF27 Investment Management (2 Jan 2003 to 31 Oct 2007)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
    • CF27 Investment Management (2 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.