First Sentier Investors (UK) Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew John McBrierty
IRN AXM00735
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
Andrew Luke Harman
IRN ALH01104
- CF30 Customer (19 Apr 2016 to 8 Dec 2019)
Andrew Millar Mathieson
IRN AMM01169
- [FCA CF] Significant management (9 Dec 2019 to 21 May 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 May 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Oct 2004 to 31 Oct 2007)
Andrew Ross McKee
IRN ARM01276
- CF30 Customer (1 Aug 2013 to 27 May 2015)
Angus James Sandison
IRN AXS04943
- [FCA CF] Client dealing (since 7 Aug 2023)
Angus John Tulloch
IRN AJT01076
- CF30 Customer (1 Nov 2007 to 29 Sep 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Anna Denise Lucette Vaugrante
IRN AXV12838
- CF30 Customer (21 Mar 2019 to 8 Dec 2019)
Anthony Stuart O'Brien
IRN ASO01006
- CF30 Customer (18 Dec 2018 to 8 Dec 2019)
Antony Proksa
IRN AXP01500
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Jul 2004)
Ashish Swarup
IRN AXS02459
- CF30 Customer (16 Sep 2014 to 1 Oct 2019)

Smaller firms operating under this firm's FCA authorisation.

The Service Agency Co (no longer appointed)
FRN 201421 · Appointed 22 Apr 1999 · Until 7 Jun 2007
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 1 Apr 1993 · Until 12 Jun 2000
Colonial Financial Services (UK) Limited (no longer appointed)
FRN 201164 · Appointed 27 Feb 1989 · Until 12 Jun 2000
Burns Hammond Estate Agents (no longer appointed)
FRN 201035 · Appointed 1 Jan 1985 · Until 7 Jun 2007

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.