Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2025)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2025)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (2 Apr 2014 to 6 Mar 2016)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF21 Investment Adviser (30 Jun 2006 to 7 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.