Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF3 Executive Director (9 Dec 2019 to 25 Mar 2022)
- CF1 Director (11 Jan 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
- CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)
-
- CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
- CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)
-
- CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
- CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.