Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2022)
    • CF1 Director (11 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
    • CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
    • CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF10 Compliance Oversight (11 Jun 2012 to 10 Apr 2019)
    • CF11 Money Laundering Reporting (11 Jun 2012 to 10 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.