Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Michael Smith

    IRN AMS01398

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Adrian Garry Ewington

    IRN AGE01028

    • SMF3 Executive Director (since 7 Jan 2026)
  • Alan Clarkson

    IRN AXC76909

    • [FCA CF] Significant management (1 Feb 2021 to 16 Mar 2023)
  • Alan Ritchie

    IRN AXR00204

    • [FCA CF] Significant management (17 Jan 2022 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (17 Jan 2022 to 29 Feb 2024)
  • Albert Edward Williams

    IRN AEW01086

    • CF5 Director of Unincorporated Association (AR) (26 Oct 2011 to 28 Feb 2012)
  • Alice Sweet

    IRN AXS76972

    • [FCA CF] Significant management (1 Oct 2020 to 31 Jul 2022)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 11 Mar 2022)
  • Andrew Blackmore

    IRN AXB20669

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Andrew Drake

    IRN AXD02199

    • [FCA CF] Significant management (since 21 May 2025)
  • Andrew Keith Elkington

    IRN AKE01020

    • SMF3 Executive Director (9 Dec 2019 to 2 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Oct 2020)
    • Responsible for Insurance Mediation (5 Jan 2018 to 30 Sep 2018)
    • CF1 Director (16 Oct 2017 to 8 Dec 2019)
  • Andrew Lynskey

    IRN AXL01841

    • SMF3 Executive Director (since 12 Mar 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.