Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 10 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2022)
  • ARAG Legal Expenses Insurance Company Limited (no longer approved here)

    FRN 202106

    • CF10 Compliance Oversight (27 Feb 2012 to 22 Jan 2013)
    • CF28 Systems and controls (27 Feb 2012 to 22 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.