Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AUL ASSURANCE LTD
FRN 821217
- SMF16 Compliance Oversight (since 10 Mar 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2022)
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- CF10 Compliance Oversight (27 Feb 2012 to 22 Jan 2013)
- CF28 Systems and controls (27 Feb 2012 to 22 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.