Neil Jonathan Cantle

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Ancient Order of Foresters Friendly Society Limited
FRN 110029
- SMF16 Compliance Oversight (since 12 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2026)
- SMF4 Chief Risk (since 10 Jun 2025)
Milliman Financial Strategies Limited
FRN 539399
- SMF3 Executive Director (since 4 Aug 2025)
AUL ASSURANCE LTD
FRN 821217
- SMF4 Chief Risk (since 10 Mar 2022)
Capita Life & Pensions Regulated Services Limited (no longer approved here)
FRN 145540
- CF11 Money Laundering Reporting (26 Nov 2002 to 12 Aug 2003)
- CF14 Risk Assessment (26 Nov 2002 to 19 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.