Milliman Financial Strategies Limited

• Principal Place of Business

  Eastcheap Court

  11 Philpot Lane

  London

  City Of London

  EC3M 8AA

  UNITED KINGDOM

  Phone

  +4402078471555

  Web

  https://www.milliman.com

• Complaints Contact

  Eastcheap Court

  11 Philpot Lane

  London

  City Of London

  EC3M 8AA

  UNITED KINGDOM

  Phone

  +4402078471555

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bradley Murval Smith

  IRN BMS01068

  • CF2 Non Executive Director (3 Jan 2012 to 12 Oct 2014)
• Brian Simon Pollack

  IRN BSP01024

  • CF2 Non Executive Director (3 Jan 2012 to 21 Sep 2017)
• Danny Shu Wing Wong

  IRN DSW01119

  • CF30 Customer (26 May 2015 to 21 Apr 2016)
• Dermot Corry

  IRN DXC00879

  • Director of firm who is not a certification employee or a SMF manager (since 9 Apr 2025)
• Gary Steele Finkelstein

  IRN GSF01028

  • CF3 Chief Executive (3 Jan 2012 to 1 Jun 2012)
  • CF28 Systems and controls (3 Jan 2012 to 1 Jun 2012)
• Jianquiao Zhu

  IRN JXZ01106

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Feb 2013 to 8 Dec 2019)
• Kenneth Mungan

  IRN KXM01729

  • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2025)
  • CF1 Director (3 Jan 2012 to 8 Dec 2019)
• Mary Clare

  IRN MXC01289

  • Director of firm who is not a certification employee or a SMF manager (since 9 Apr 2025)
• Neil Dissanayake

  IRN NXD01277

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (27 Jun 2019 to 8 Dec 2019)
  • CF3 Chief Executive (24 Sep 2012 to 8 Dec 2019)
  • CF28 Systems and controls (14 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
• Neil Jonathan Cantle

  IRN NJC00069

  • SMF3 Executive Director (since 4 Aug 2025)

• Milliman Financial Strategies AB (no longer appointed)

  FRN 629084 · Appointed 28 Jul 2014 · Until 21 Feb 2017

No changes recorded yet.