Milliman Financial Strategies Limited

Date authorised
1 April 2013
Companies House
06242489
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Eastcheap Court
    11 Philpot Lane
    London
    City Of London
    EC3M 8AA
    UNITED KINGDOM
    Phone
    +4402078471555
    Web
    https://www.milliman.com

  • Complaints Contact

    Eastcheap Court
    11 Philpot Lane
    London
    City Of London
    EC3M 8AA
    UNITED KINGDOM
    Phone
    +4402078471555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nima Shahroozi

    IRN NXS15815

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Patrick James Grannan

    IRN PJG01239

    • CF2 Non Executive Director (3 Jan 2012 to 1 May 2012)
  • Peter Baoqing Lin

    IRN PBL01023

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
    • CF11 Money Laundering Reporting (28 Sep 2012 to 5 Jun 2019)
    • CF30 Customer (3 Jan 2012 to 8 Dec 2019)
  • Ram Vishnu Kelkar

    IRN RVK01011

    • CF10 Compliance Oversight (3 Jan 2012 to 2 Jan 2019)
  • Ronald Van der Leeden

    IRN RXV01207

    • CF30 Customer (15 Feb 2013 to 7 Jun 2013)
  • Stephen Anthony White

    IRN SAW01273

    • CF2 Non Executive Director (9 Jan 2015 to 8 Dec 2019)
  • Stephen Hardwick

    IRN SXH02290

    • CF30 Customer (13 Jan 2014 to 21 Apr 2016)
  • Susan Helen Puz

    IRN SXP09923

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (23 Jan 2019 to 8 Dec 2019)
  • Victor Huang

    IRN VXH01100

    • CF30 Customer (18 Nov 2013 to 7 Jan 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.