Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Aarti Karan Tiwari

  IRN AXT00109

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Apr 2020)
• Abbey Jade Clayton

  IRN AXC00719

  • 16. Safeguarding and administering investments or holding client money
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
• Abhijit Singh

  IRN AXS00397

  • [FCA CF] Functions requiring qualifications (19 Jan 2021 to 6 Jul 2023)
• Abhinay Suresh Shivarkar

  IRN AXS00291

  • [FCA CF] Manager of certification employee (30 Mar 2021 to 30 Jul 2021)
• Adam Frank Burwell

  IRN AFB01051

  • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
  • CF26 Customer Trading (26 Nov 2003 to 27 May 2005)
• Adam Humphries

  IRN AXH00225

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
• Adam John Paul Gwilliam

  IRN AXG00144

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Mar 2023)
• Adrian Mark Norris

  IRN AMN01047

  • CF29 Significant management (19 Aug 2015 to 4 Feb 2016)
• Adrian Stenner

  IRN AXS00297

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
• Aimie Nicole Smith Chapple

  IRN AXC19135

  • SMF3 Executive Director (1 Apr 2020 to 21 Sep 2022)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.