Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Alan Timothy Johnson

  IRN ATJ01016

  • CF29 Significant management (24 Apr 2009 to 1 Jul 2010)
  • CF1 Director (10 Jul 2006 to 16 Jul 2008)
• Alex Loveless

  IRN AXL01303

  • CF26 Customer Trading (9 Jul 2002 to 6 Oct 2003)
• Alexander Paul Luxon

  IRN AXL00564

  • [FCA CF] Significant management (25 May 2023 to 25 Jul 2024)
• Alexandra Jane Reboul

  IRN AXR00141

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Alexandra Jane Weedon

  IRN AJW01312

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Alison McAlister

  IRN AXM00425

  • [FCA CF] Manager of certification employee (1 Dec 2020 to 1 Mar 2021)
• Alistair Stuart Gonoude

  IRN ASG01042

  • CF26 Customer Trading (26 Mar 2002 to 9 Oct 2002)
• Amanda Anne Stanway Matejko

  IRN AXM00334

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2023)
• Amanda Warren

  IRN AXW00151

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Amy Beasley

  IRN AXB00317

  • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 17 Aug 2021)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.