Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Amy Louise Eeles

  IRN AXE00041

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• Amy Pamela Greenway

  IRN AXG00146

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Amy Rebecca Parkin

  IRN AXP00243

  • [FCA CF] Functions requiring qualifications (30 Sep 2022 to 23 Oct 2023)
  • [FCA CF] Manager of certification employee (5 Jan 2021 to 19 Nov 2021)
• Amy Wardell

  IRN AXW01649

  • CF30 Customer (1 Nov 2007 to 9 Jan 2014)
  • CF26 Customer Trading (5 Dec 2005 to 31 Oct 2007)
• Andrea Lillian Tellis

  IRN AXT00390

  • [FCA CF] Manager of certification employee (8 Mar 2022 to 1 Jan 2023)
• Andrea Marilyn Thornton

  IRN AMT01075

  • CF26 Customer Trading (1 Dec 2001 to 30 Aug 2003)
• Andrea White

  IRN AXW01416

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Andrew Freeman

  IRN AXF00087

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
• Andrew George Parker

  IRN AGP01076

  • CF1 Director (14 Mar 2014 to 15 Sep 2017)
  • CF1 Director (AR) (30 Oct 2007 to 16 Jan 2015)
• Andrew John Bowman

  IRN AJB01784

  • SMF3 Executive Director (23 Apr 2020 to 22 Jun 2022)
  • CF1 Director (23 Mar 2016 to 14 Feb 2018)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.