Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Andrew John McCausland

  IRN AJM01411

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Andrew John Newman

  IRN AXN00059

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Andrew John Stanley Stacy

  IRN AJS01228

  • CF29 Significant management (29 Jul 2009 to 10 May 2011)
• Andrew Mitchell

  IRN AXM05660

  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • 16. Safeguarding and administering investments or holding client money
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 21 Aug 2025)
• Andrew Palfrey

  IRN AXP02099

  • CF10 Compliance Oversight (16 Feb 2012 to 7 Mar 2014)
  • CF11 Money Laundering Reporting (16 Feb 2012 to 7 Mar 2014)
• Andrew Paul Green

  IRN AXG00844

  • [FCA CF] Significant management (since 1 Nov 2025)
  • [FCA CF] Manager of certification employee (since 1 Nov 2025)
  • [FCA CF] Significant management (4 Dec 2023 to 31 Jul 2024)
  • [FCA CF] Manager of certification employee (4 Dec 2023 to 31 Jul 2024)
• Andrew Paul Warren

  IRN AXW00152

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Andrew Peter Wallis

  IRN APW01169

  • CF10a CASS Oversight function (18 Nov 2014 to 30 Jul 2018)
• Andrew Robert Parish

  IRN ARP01084

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Angela Butler

  IRN AXB00290

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.