Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Angela O'Connell

  IRN AXO00045

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Angela Tracey Palmer

  IRN AXP00179

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Angus Charles McClymont

  IRN AXM01737

  • CF27 Investment Management (1 Dec 2001 to 1 Mar 2002)
• Anita Jayne Bees

  IRN AXB00292

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
• Anita Raghavendra Shetty

  IRN AXS00293

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Jul 2020)
• Anna Smalley

  IRN AXW00154

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Annabel Jane Lloyd-Gilmour

  IRN AJL01140

  • CF30 Customer (25 May 2010 to 7 Dec 2012)
  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Anne Houston

  IRN AXH00177

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Nov 2020)
• Anthony John Moret

  IRN AJM01225

  • CF1 Director (14 Feb 2003 to 30 Jun 2004)
  • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 14 Feb 2003)
• Anthony John Whitehead

  IRN AXW00156

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jan 2022)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.