Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Anthony Nicholas Greatorex

  IRN ANG01034

  • CF1 Director (23 Oct 2015 to 30 Sep 2018)
  • CF1 Director (AR) (18 Feb 2014 to 16 Jan 2015)
  • CF3 Chief Executive (18 Dec 2013 to 17 Apr 2015)
• Antonia Emmins

  IRN AXE01104

  • CF26 Customer Trading (1 Dec 2001 to 11 Apr 2003)
• Antony Paul Brown

  IRN APB00048

  • SMF1 Chief Executive (since 20 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (12 Aug 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 Aug 2015 to 30 Sep 2018)
  • CF29 Significant management (23 Oct 2014 to 13 Aug 2015)
• Anuj Anil Bhatnagar

  IRN AXB00293

  • [FCA CF] Manager of certification employee (since 15 Jun 2020)
• Aoife Sheridan

  IRN AXS00296

  • [FCA CF] Manager of certification employee (1 Apr 2020 to 31 Aug 2020)
• Arvind Prabhat Shankar

  IRN AXP00180

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2022)
• Ashish Shrinivas Kamath

  IRN AXK00122

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Jul 2020)
• Ashwini Pondicherry Babu

  IRN AXP00537

  • [FCA CF] Functions requiring qualifications (6 Dec 2021 to 31 Jul 2024)
• Avinash Varma

  IRN AXV00032

  • [FCA CF] Manager of certification employee (1 Mar 2020 to 19 May 2021)
• Baldish Kaur Pone

  IRN RXP01395

  • CF15 Internal Audit (1 Jul 2004 to 17 Jul 2006)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.