Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 20 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (12 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Aug 2015 to 30 Sep 2018)
    • CF29 Significant management (23 Oct 2014 to 13 Aug 2015)
  • Western Mortgage Services Limited (no longer approved here)

    FRN 303140

    • SMF9 Chair of the Governing Body (25 Jan 2022 to 2 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 2 May 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 2 May 2023)
    • CF1 Director (10 Aug 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (10 Aug 2018 to 2 May 2023)
    • CF3 Chief Executive (10 Aug 2018 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF17 Significant Mgt (Other Business Operations) (1 Jan 2005 to 14 Mar 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Apr 2004 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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