Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Barbara Uhlenbusch

  IRN BXU00013

  • [FCA CF] Manager of certification employee (12 Oct 2023 to 3 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2024)
• Barry Niall Murphy

  IRN BXM00315

  • [FCA CF] Functions requiring qualifications (25 Apr 2022 to 22 Nov 2024)
• Ben Redwood

  IRN BXR00051

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Benjamin Peter Stones

  IRN BPS01037

  • CF30 Customer (25 May 2010 to 12 Sep 2011)
• Benjamin Thomas New

  IRN BTN01005

  • CF30 Customer (30 Apr 2012 to 4 Oct 2013)
• Bhakti Hardayal Singh Tura

  IRN BXT00045

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2022)
• Bhimprasad Baburam Joshi

  IRN BXJ00039

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2021)
• Brian Edward Stephens

  IRN BES01037

  • CF30 Customer (24 Sep 2010 to 9 Jan 2014)
• Bryn David Wilkinson

  IRN BXW00169

  • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 26 Nov 2021)
• Calum Thomas Flett McKnight

  IRN CXM01127

  • [FCA CF] Significant management (since 10 Sep 2024)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.