Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Carla Jayne Jeremiah

  IRN CXJ00062

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Carolann Troup

  IRN CXT01181

  • CF26 Customer Trading (1 Dec 2001 to 9 May 2003)
• Caroline Claire Rankin

  IRN CCR01026

  • CF26 Customer Trading (29 Jul 2003 to 6 Jan 2004)
• Caroline Knight

  IRN CXK00038

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
• Caroline Lynda Huntley

  IRN CLH01054

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Caroline Marie Ratty

  IRN CXS00119

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
• Caroline McMillan

  IRN CXM00148

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Dec 2025)
• Caroline Roberts

  IRN CXR00097

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Carolyn Hunter-Price

  IRN CXJ00063

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Catherine Newham

  IRN CXN00226

  • [FCA CF] Significant management (since 22 Jul 2024)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.