Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Charlotte Margaret Cook

  IRN CMC01115

  • CF27 Investment Management (1 Dec 2001 to 16 Sep 2002)
  • CF26 Customer Trading (1 Dec 2001 to 16 Sep 2003)
• Charmaine Kirsty Bostrom

  IRN CXB00155

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Cheryl Leslie Baker

  IRN CXB00156

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Dec 2020)
• Chetan Anil Purohit

  IRN CXP00110

  • [FCA CF] Manager of certification employee (1 Jun 2022 to 10 Feb 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• Christen Schnor

  IRN CXS01470

  • CF2 Non Executive Director (4 Sep 2003 to 30 Jun 2004)
  • CF1 Director (24 Jul 2003 to 4 Sep 2003)
• Christopher Ashburn

  IRN CXA01681

  • SMF3 Executive Director (9 Dec 2019 to 22 May 2020)
  • CF1 Director (24 Aug 2018 to 8 Dec 2019)
• Christopher Hockey

  IRN CXH00123

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Nov 2021)
• Christopher Hugh Courtney Smith

  IRN CHS01056

  • CF27 Investment Management (1 Dec 2001 to 29 Apr 2002)
• Christopher John Terry

  IRN CJT01164

  • CF1 Director (25 Jan 2012 to 27 Aug 2018)
• Christopher Kettle

  IRN CXK00039

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.