Andrew Peter Wallis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capita Pension Solutions Limited

    FRN 142484

    • SMF18 Other Overall Responsibility (since 29 Mar 2023)
    • [FCA CF] Manager of certification employee (27 Sep 2022 to 30 Mar 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 30 Mar 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Mar 2023)
    • CF10a CASS Oversight function (1 Feb 2017 to 8 Dec 2019)
  • Capita Life & Pensions Regulated Services Limited (no longer approved here)

    FRN 145540

    • CF10a CASS Oversight function (18 Nov 2014 to 30 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.