Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • U K Insurance Limited (no longer approved here)

    FRN 202810

    • Responsible for Insurance Distribution (30 Dec 2024 to 19 Sep 2025)
    • SMF18 Other Overall Responsibility (18 Dec 2024 to 19 Sep 2025)
  • U K Insurance Business Solutions Limited (no longer approved here)

    FRN 313783

    • SMF3 Executive Director (18 Dec 2024 to 2 Sep 2025)
    • Responsible for Insurance Distribution (18 Dec 2024 to 2 Sep 2025)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Material risk taker (15 Mar 2023 to 28 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 28 Mar 2024)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • SMF1 Chief Executive (10 Dec 2021 to 1 Mar 2024)
    • SMF3 Executive Director (10 Dec 2021 to 1 Mar 2024)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • SMF1 Chief Executive (10 Dec 2021 to 1 Mar 2024)
    • SMF3 Executive Director (10 Dec 2021 to 1 Mar 2024)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • SMF3 Executive Director (9 Dec 2019 to 7 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Feb 2024)
    • CF1 Director (1 Jun 2013 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2013 to 30 Sep 2018)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF18 Other Overall Responsibility (11 Feb 2019 to 8 Mar 2024)
    • CF1 Director (1 Jun 2013 to 7 Nov 2016)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 8 Mar 2024)
    • CF29 Significant management (5 Jan 2017 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 5 Jan 2017)
    • CF1 Director (1 Jun 2013 to 7 Nov 2016)
    • CF3 Chief Executive (1 Jun 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (1 Jun 2013 to 7 Nov 2016)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 8 Mar 2024)
    • CF29 Significant management (5 Jan 2017 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 5 Jan 2017)
    • CF1 Director (1 Jun 2013 to 7 Nov 2016)
    • CF3 Chief Executive (1 Jun 2013 to 6 Mar 2016)
    • Responsible for Insurance Mediation (1 Jun 2013 to 7 Nov 2016)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF1 Director (1 Aug 2012 to 8 Mar 2013)
    • CF29 Significant management (1 Nov 2011 to 1 Jun 2012)
    • CF28 Systems and controls (10 Feb 2010 to 1 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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