Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Significant management (since 27 Mar 2025)
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- [FCA CF] Significant management (27 Mar 2025 to 7 May 2025)
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- [FCA CF] Material risk taker (23 Sep 2024 to 31 Dec 2024)
- [FCA CF] Significant management (27 Oct 2023 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (27 Oct 2023 to 31 Dec 2024)
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- [FCA CF] Material risk taker (23 Sep 2024 to 31 Dec 2024)
- [FCA CF] Significant management (23 Sep 2024 to 31 Dec 2024)
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- [FCA CF] Significant management (23 Sep 2024 to 31 Dec 2024)
- [FCA CF] Material risk taker (23 Sep 2024 to 31 Dec 2024)
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- [FCA CF] Material risk taker (23 Sep 2024 to 31 Dec 2024)
- [FCA CF] Significant management (23 Sep 2024 to 31 Dec 2024)
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- [FCA CF] Material risk taker (23 Sep 2024 to 31 Dec 2024)
- [FCA CF] Client dealing (11 Oct 2022 to 27 Jan 2023)
- [FCA CF] Significant management (16 May 2022 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (16 May 2022 to 31 Dec 2024)
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- [FCA CF] Significant management (10 Feb 2020 to 10 Dec 2021)
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- [FCA CF] Significant management (10 Feb 2020 to 10 Dec 2021)
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- [FCA CF] Significant management (9 Dec 2019 to 9 Feb 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.