Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
    • [FCA CF] Significant management (since 9 Mar 2026)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • [FCA CF] Manager of certification employee (15 Oct 2021 to 23 Oct 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Oct 2025)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Manager of certification employee (15 Oct 2021 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (4 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Client dealing (4 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Material risk taker (4 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Significant management (4 Feb 2021 to 30 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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