Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canada Life Limited
FRN 110394
- SMF16 Compliance Oversight (since 16 Dec 2025)
- [FCA CF] Manager of certification employee (since 14 Dec 2023)
- [PRA CF] Key function holder (since 22 Apr 2021)
- SMF4 Chief Risk (since 21 Apr 2021)
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Canada Life Asset Management Limited
FRN 194570
- [FCA CF] Manager of certification employee (since 20 Jun 2022)
- [FCA CF] Material risk taker (13 Apr 2021 to 20 Jun 2022)
- [FCA CF] Significant management (13 Apr 2021 to 20 Jun 2022)
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Canada Life Platform Limited
FRN 598800
- [FCA CF] Manager of certification employee (since 26 Jan 2022)
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- SMF4 Chief Risk (21 Apr 2021 to 21 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.