Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2012)
    • CF11 Money Laundering Reporting (15 Jun 2007 to 6 Apr 2011)
    • CF10 Compliance Oversight (4 Apr 2003 to 1 Jul 2010)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2012)
    • CF11 Money Laundering Reporting (15 Jun 2007 to 8 Apr 2011)
    • CF10 Compliance Oversight (4 Apr 2003 to 1 Jul 2010)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.