Alex Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Columbia Threadneedle Investment Business Limited
FRN 177896
- [FCA CF] Client dealing (since 14 Dec 2023)
Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Client dealing (since 11 Oct 2023)
Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (16 Dec 2016 to 8 Dec 2019)
Threadneedle International Limited
FRN 143014
- [FCA CF] Client dealing (since 11 Oct 2023)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (16 Dec 2016 to 8 Dec 2019)
Canada Life Asset Management Limited (no longer approved here)
FRN 194570
- CF30 Customer (1 Feb 2011 to 25 Aug 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.