Columbia Threadneedle Investment Business Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

. FCAM Asset Management Plc
IRN XXF01016
- CF1 Director (24 May 2006 to 12 Mar 2019)
ABIGAIL GEORGINA MARDLIN
IRN AXH01575
- CF30 Customer (13 Jul 2016 to 12 Jun 2019)
Adam Mossakowski
IRN AXM01984
- CF30 Customer (1 Nov 2007 to 4 Dec 2009)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Adam William Blow
IRN AWB01121
- CF30 Customer (14 Jan 2016 to 4 Jun 2019)
Adel Malcolm
IRN AXM04860
- [FCA CF] Material risk taker (since 15 Jul 2025)
Adrian Keith Patton
IRN AKP01012
- [FCA CF] Material risk taker (since 1 Jun 2021)
- CF30 Customer (23 Jun 2014 to 17 Jun 2019)
Adrian Nigel Francis Fowler
IRN ANF01007
- CF30 Customer (1 Nov 2007 to 12 Feb 2008)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Alain Leopold Guillaume Grisay
IRN ALG01015
- CF8 Apportionment and Oversight (16 Jan 2007 to 31 Oct 2007)
- CF3 Chief Executive (16 Jan 2007 to 9 May 2012)
- CF1 Director (23 Nov 2004 to 9 May 2012)
Alan Lee
IRN AXL00446
- [FCA CF] Significant management (10 Jun 2022 to 31 May 2024)
Alastair Qualtrough
IRN AXQ00050
- [FCA CF] Material risk taker (since 22 Jul 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.