Alan Henry Clifton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canada Life Asset Management Limited (no longer approved here)
FRN 194570
- Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Aug 2023)
- CF2 Non Executive Director (4 Jun 2015 to 8 Dec 2019)
Phoenix Life Limited (no longer approved here)
FRN 110418
- CF2 Non Executive Director (16 Mar 2010 to 6 Mar 2016)
J O Hambro Capital Management Limited (no longer approved here)
FRN 147406
- CF2 Non Executive Director (19 Jan 2010 to 26 Oct 2011)
Harwood Capital LLP (no longer approved here)
FRN 224915
- CF2 Non Executive Director (19 Jan 2010 to 26 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.