J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Jake Simmons

  IRN AXS20955

  • [FCA CF] Material risk taker (1 Dec 2023 to 15 Sep 2025)
  • [FCA CF] Manager of certification employee (1 Dec 2023 to 15 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Sep 2025)
  • CF30 Customer (1 Oct 2019 to 8 Dec 2019)
• Adam James Charles Cawston

  IRN AJC01518

  • CF30 Customer (20 Apr 2010 to 23 Apr 2019)
• Alan Henry Clifton

  IRN AHC01060

  • CF2 Non Executive Director (19 Jan 2010 to 26 Oct 2011)
• Aled Gwyn Smith

  IRN AXS01367

  • [FCA CF] Material risk taker (9 Dec 2019 to 5 Jul 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2021)
• Alexander Thomas Black

  IRN ATB01014

  • CF1 Director (27 Oct 2011 to 5 Feb 2018)
  • CF30 Customer (27 May 2010 to 28 Feb 2018)
• Alexandra Altinger

  IRN AXA01123

  • SMF1 Chief Executive (11 Dec 2019 to 24 Aug 2023)
  • SMF3 Executive Director (11 Dec 2019 to 24 Aug 2023)
• Alexis Savvides

  IRN AXS01453

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Feb 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Feb 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (21 Feb 2005 to 31 Oct 2007)
• Andreas Christian Jutting Lehmann

  IRN ACL01027

  • CF1 Director (14 May 2003 to 15 Feb 2006)
• Andrew Clive Rice

  IRN ACR01128

  • CF1 Director (23 Jul 2013 to 27 Nov 2015)
  • CF28 Systems and controls (4 Jan 2013 to 27 Nov 2015)
• Andrew James Fay

  IRN AJF01266

  • CF2 Non Executive Director (8 Jan 2014 to 8 Dec 2019)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.