Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (25 Nov 2008 to 6 Sep 2019)
- CF3 Chief Executive (25 Nov 2008 to 6 Sep 2019)
- CF30 Customer (25 Nov 2008 to 6 Sep 2019)
- CF1 Director (25 Nov 2008 to 6 Sep 2019)
- CF11 Money Laundering Reporting (25 Nov 2008 to 6 Sep 2019)
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- CF1 Director (14 May 2003 to 15 Feb 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.