Date authorised
1 April 2013
Companies House
05415175
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Panton Street
    London
    SW1Y 4AJ
    UNITED KINGDOM
    Phone
    +442070099244
  • Complaints Contact

    22-24 Boulevard Royal
    Luxembourg
    Luxembourg
    2449
    LUXEMBOURG
    Phone
    +35228845410

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander William Miscampbell

    IRN AXM05571

    • [FCA CF] Client dealing (since 19 May 2025)
  • Andreas Christian Jutting Lehmann

    IRN ACL01027

    • CF1 Director (25 Nov 2008 to 6 Sep 2019)
    • CF30 Customer (25 Nov 2008 to 6 Sep 2019)
    • CF3 Chief Executive (25 Nov 2008 to 6 Sep 2019)
    • CF11 Money Laundering Reporting (25 Nov 2008 to 6 Sep 2019)
    • CF10 Compliance Oversight (25 Nov 2008 to 6 Sep 2019)
  • Britt Lintner

    IRN BEL01011

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 31 Dec 2023)
    • SMF3 Executive Director (10 Aug 2020 to 1 Jul 2022)
    • SMF16 Compliance Oversight (10 Aug 2020 to 1 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Aug 2020 to 1 Jul 2022)
  • Christopher Martyn Arthur Gee

    IRN CMG01049

    • SMF3 Executive Director (16 Jun 2023 to 1 Mar 2024)
  • David Alexander Holloway Kinmont

    IRN DXK00394

    • [FCA CF] Client dealing (since 2 Sep 2024)
  • Emmanuelle Hawkins

    IRN EXH01158

    • SMF3 Executive Director (19 Feb 2025 to 20 Jun 2025)
  • Gilles Gabriel

    IRN GXG00117

    • SMF16 Compliance Oversight (since 29 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Apr 2022)
  • Henri Marie Jerôme Seymour Vernhes

    IRN HXV00049

    • Director of firm who is not a certification employee or a SMF manager (since 14 Sep 2022)
  • Herve Georges Paul Rietzler

    IRN HXR00283

    • Director of firm who is not a certification employee or a SMF manager (since 2 Dec 2024)
  • Hetul Bhanabhai

    IRN HXB01380

    • SMF3 Executive Director (5 Apr 2024 to 4 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

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