Alma Capital London Limited

• Principal Place of Business

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442070099244

  Web

  https://www.almacapital.com

• Complaints Contact

  22-24 Boulevard Royal

  Luxembourg

  Luxembourg

  2449

  LUXEMBOURG

  Phone

  +35228845410

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Anthony John Pulsford

  IRN JAP01077

  • SMF3 Executive Director (since 19 Feb 2025)
  • [FCA CF] Client dealing (since 1 Jul 2022)
• Karan Sarda

  IRN KXS01620

  • SMF3 Executive Director (3 May 2022 to 31 Mar 2024)
• Katharina Luisa Pöter

  IRN KXP00481

  • [FCA CF] Client dealing (since 7 Jul 2025)
• Lydwine Alexandre

  IRN LXA00180

  • SMF3 Executive Director (24 Aug 2022 to 1 Mar 2023)
• Nicholas Stoop

  IRN NXS16894

  • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2020)
  • CF1 Director (6 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Sep 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Sep 2019 to 8 Dec 2019)
• Rollo Hesketh-Harvey

  IRN RXH00367

  • SMF3 Executive Director (28 Mar 2024 to 15 Nov 2024)
  • [FCA CF] Client dealing (11 Jul 2022 to 15 Nov 2024)
• Stephen John Fordham

  IRN SJF01225

  • CF30 Customer (22 Jan 2015 to 1 Apr 2017)
• Ségolène Marie Françoise Geneviève de Tricornot de Rose

  IRN SXD00937

  • SMF3 Executive Director (since 29 Sep 2025)
• Thomas Peter Grew

  IRN TXG00094

  • [FCA CF] Client dealing (since 1 Jul 2022)

No changes recorded yet.