Stephen John Fordham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zadig Asset Management LLP
FRN 435957
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Feb 2013 to 8 Dec 2019)
Ucapital Asset Management LLP (no longer approved here)
FRN 477155
- CF1 Director (AR) (18 Nov 2020 to 6 Jul 2022)
- CF3 Chief Executive (AR) (18 Nov 2020 to 6 Jul 2022)
Alma Capital London Limited (no longer approved here)
FRN 490072
- CF30 Customer (22 Jan 2015 to 1 Apr 2017)
HENDERSON ROWE LIMITED (no longer approved here)
FRN 401809
- CF29 Significant management (1 Aug 2012 to 30 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.