Ucapital Asset Management LLP

Date authorised
1 April 2013
Companies House
OC333807
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +4402076538888
    Web
    https://ucapital-am.com

  • Complaints Contact

    Beaumont Business Centre
    80 Coleman Street
    London
    City Of London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442076538888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Pairstech Private LLP

    IRN XXP01213

    • SMF27 Partner (9 Dec 2019 to 11 Feb 2020)
    • CF4 Partner (2 Feb 2017 to 8 Dec 2019)
  • . UCAPITAL GLOBAL PLC

    IRN XXP01071

    • SMF27 Partner (9 Dec 2019 to 28 Feb 2025)
    • CF4 Partner (12 Feb 2008 to 8 Dec 2019)
  • Alberto Marolda

    IRN AXM01420

    • CF30 Customer (18 Dec 2014 to 30 Mar 2016)
  • Alessandro Barcelloni Corte

    IRN AXB10069

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (9 Jan 2019 to 8 Dec 2019)
  • Alessio Testi

    IRN AXT01412

    • CF30 Customer (12 Feb 2008 to 10 Mar 2011)
  • Amnon Barak

    IRN AXB01572

    • CF30 Customer (25 Nov 2013 to 27 Nov 2014)
  • Amy Elizabeth Bushell

    IRN AEB01149

    • CF1 Director (AR) (3 Jul 2017 to 9 Sep 2020)
  • Anastasia Andrianova

    IRN AXA03539

    • CF30 Customer (17 May 2016 to 27 Feb 2017)
    • CF1 Director (AR) (17 May 2016 to 27 Feb 2017)
  • Andrea Melo

    IRN AXM14104

    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
  • Andrea Sprizzi

    IRN AXS18990

    • SMF27 Partner (25 Oct 2022 to 29 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Dec 2023)
    • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.