Amnon Barak

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alph Capital Limited

    FRN 756192

    • (6)SMF16 Compliance Oversight (since 10 May 2024)
    • (5)SMF17 Money Laundering Reporting Officer (MLRO) (since 10 May 2024)
    • (7)SMF3 Executive Director (since 10 May 2024)
  • RiverRock European Capital Partners LLP (no longer approved here)

    FRN 502154

    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Feb 2025 to 23 Aug 2025)
    • SMF16 Compliance Oversight (11 Feb 2025 to 23 Aug 2025)
  • Ucapital Asset Management LLP (no longer approved here)

    FRN 477155

    • CF30 Customer (25 Nov 2013 to 27 Nov 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (5 Oct 2004 to 18 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at Alph Capital Limited

  2. controlled function removed: SMF16 Compliance Oversight at Alph Capital Limited

  3. controlled function removed: SMF3 Executive Director at Alph Capital Limited

  4. controlled function added: (5)SMF17 Money Laundering Reporting Officer (MLRO) at Alph Capital Limited

  5. controlled function added: (6)SMF16 Compliance Oversight at Alph Capital Limited

  6. controlled function added: (7)SMF3 Executive Director at Alph Capital Limited