Karan Sarda

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF30 Customer (since 9 Apr 2025)
    • CF4 Partner (AR) (since 9 Apr 2025)
    • [FCA CF] Significant management (since 17 Feb 2025)
    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Sarda Capital LLP

    FRN 1030497

    • (2)Employed By (since 9 Apr 2025)
  • Alma Capital London Limited (no longer approved here)

    FRN 490072

    • SMF3 Executive Director (3 May 2022 to 31 Mar 2024)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2018)
    • CF30 Customer (15 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.