Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 1 Nov 2024)
    • CF30 Customer (since 1 Nov 2024)
    • [FCA CF] Client dealing (11 Sep 2024 to 14 Jul 2025)
    • (2)Employed By (since 1 Nov 2024)
  • Alma Capital London Limited (no longer approved here)

    FRN 490072

    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2021 to 31 Dec 2023)
    • SMF16 Compliance Oversight (10 Aug 2020 to 1 Jul 2022)
    • SMF3 Executive Director (10 Aug 2020 to 1 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Aug 2020 to 1 Jul 2022)
  • EnTrust Global Ltd. (no longer approved here)

    FRN 189330

    • [FCA CF] Client dealing (21 Sep 2021 to 31 Dec 2023)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (17 Apr 2019 to 23 Apr 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (23 Apr 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (28 Apr 2016 to 17 Nov 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Nov 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • CF30 Customer (3 Nov 2015 to 6 Mar 2016)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 31 Oct 2014)
    • CF27 Investment Management (7 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Feb 2006 to 13 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.