Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alma Capital London Limited (no longer approved here)

    FRN 490072

    • SMF3 Executive Director (16 Jun 2023 to 1 Mar 2024)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2020)
    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 19 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 19 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.