Aled Gwyn Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gulf International Bank (UK) Limited

    FRN 124772

    • [FCA CF] Client dealing (since 17 Oct 2025)
    • [FCA CF] Significant management (since 17 Oct 2025)
    • [PRA CF] Managing a material risk taker (since 17 Oct 2025)
    • [FCA CF] Material risk taker (since 17 Oct 2025)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • SMF27 Partner (18 Aug 2022 to 23 Sep 2022)
    • [FCA CF] Significant management (12 Jul 2021 to 23 Sep 2022)
    • [FCA CF] Manager of certification employee (12 Jul 2021 to 23 Sep 2022)
    • [FCA CF] Material risk taker (12 Jul 2021 to 23 Sep 2022)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jul 2021)
  • JOHCM Funds (UK) Limited (no longer approved here)

    FRN 810264

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF30 Customer (1 Nov 2007 to 21 Jun 2018)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.