JOHCM Funds (UK) Limited

Date authorised
5 April 2019
Companies House
11325227
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442077475678
    Web
    https://www.johcm.co.uk

  • Complaints Contact

    Level 3
    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442077475678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aled Gwyn Smith

    IRN AXS01367

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • Alexandra Altinger

    IRN AXA01123

    • SMF9 Chair of the Governing Body (11 Dec 2019 to 20 Sep 2021)
    • SMF1 Chief Executive (11 Dec 2019 to 24 Aug 2023)
    • SMF3 Executive Director (11 Dec 2019 to 24 Aug 2023)
  • Andrew James Fay

    IRN AJF01266

    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)
  • Carole Ann Judd

    IRN CXJ16727

    • Director of firm who is not a certification employee or a SMF manager (since 9 Jan 2025)
  • Christina Kelly Grove

    IRN CKG01012

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2023)
    • CF10 Compliance Oversight (5 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2019 to 8 Dec 2019)
  • Christopher James Broomfield

    IRN CXB01128

    • [FCA CF] Client dealing (since 7 Oct 2025)
  • Christopher Jones

    IRN CXJ13389

    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)
  • Clare Susan Forster

    IRN CXF14508

    • SMF1 Chief Executive (since 19 Dec 2025)
    • SMF3 Executive Director (since 19 Dec 2025)
  • Deborah Ruth Page

    IRN DRP01142

    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)
  • Emilio Gonzalez

    IRN EXG01268

    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2019)
    • CF1 Director (5 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (5 Apr 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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