Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • SMF1 Chief Executive (11 Dec 2019 to 24 Aug 2023)
    • SMF3 Executive Director (11 Dec 2019 to 24 Aug 2023)
  • JOHCM Funds (UK) Limited (no longer approved here)

    FRN 810264

    • SMF1 Chief Executive (11 Dec 2019 to 24 Aug 2023)
    • SMF3 Executive Director (11 Dec 2019 to 24 Aug 2023)
    • SMF9 Chair of the Governing Body (11 Dec 2019 to 20 Sep 2021)
  • Wellington Management International Limited (no longer approved here)

    FRN 208573

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jul 2002 to 3 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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