Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (11 Dec 2019 to 24 Aug 2023)
- SMF3 Executive Director (11 Dec 2019 to 24 Aug 2023)
-
- SMF1 Chief Executive (11 Dec 2019 to 24 Aug 2023)
- SMF3 Executive Director (11 Dec 2019 to 24 Aug 2023)
- SMF9 Chair of the Governing Body (11 Dec 2019 to 20 Sep 2021)
-
- CF30 Customer (1 Nov 2007 to 11 May 2011)
- CF21 Investment Adviser (3 Dec 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Jul 2002 to 3 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.