Date authorised
5 April 2019
Companies House
11325227
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442077475678
  • Complaints Contact

    Level 3
    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442077475678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregory Allan Brisk

    IRN GAB01056

    • SMF9 Chair of the Governing Body (since 5 Nov 2024)
  • James Daryl Hambro

    IRN JDH01067

    • CF2 Non Executive Director (5 Apr 2019 to 14 Oct 2019)
  • James Kingsman Evans

    IRN JKE01017

    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)
  • Jane Susannah Leach

    IRN JXL18610

    • SMF9 Chair of the Governing Body (18 Sep 2021 to 30 Jun 2024)
    • CF2 Non Executive Director (22 Oct 2019 to 8 Dec 2019)
  • Kathryn Ann Matthews

    IRN KAM01123

    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)
  • Maire O'Connor

    IRN MXO12706

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Nov 2024)
    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)
  • Margaret Helen Vaughan

    IRN MHV01002

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2025)
    • CF2 Non Executive Director (9 Sep 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (5 Apr 2019 to 28 Jun 2019)
    • CF1 Director (5 Apr 2019 to 9 Sep 2019)
  • Markus Siegfried Günter Lewandowski

    IRN MXL00110

    • SMF1 Chief Executive (5 Jan 2024 to 22 Aug 2024)
    • SMF3 Executive Director (5 Jan 2024 to 22 Aug 2024)
  • Robert Andrew Parry

    IRN RAP01095

    • [FCA CF] Client dealing (13 Apr 2022 to 9 Jun 2025)
  • Sally Clare Collier

    IRN SCC01040

    • CF2 Non Executive Director (5 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.