JOHCM Funds (UK) Limited

Date authorised
5 April 2019
Companies House
11325227
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 3
    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442077475678
    Web
    https://www.johcm.co.uk

  • Complaints Contact

    Level 3
    1 St. James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +442077475678

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Donald Lynn

    IRN SDL01046

    • SMF1 Chief Executive (13 Jan 2025 to 1 Dec 2025)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 18 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2025)
    • CF10a CASS Oversight function (28 Aug 2019 to 8 Dec 2019)
    • CF1 Director (5 Apr 2019 to 8 Dec 2019)
  • Stephen John Alexander

    IRN SXA01418

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2023)
    • SMF16 Compliance Oversight (since 1 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • Warren Tonkinson

    IRN WXT01098

    • SMF3 Executive Director (since 17 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.