Gregory Allan Brisk

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JOHCM Funds (UK) Limited

    FRN 810264

    • SMF9 Chair of the Governing Body (since 5 Nov 2024)
  • KINGDOM BANK LIMITED

    FRN 400972

    • SMF10 Chair of the Risk Committee (since 4 Oct 2022)
    • Director of firm who is not a certification employee or a SMF manager (11 Mar 2022 to 4 Oct 2022)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • Director of firm who is not a certification employee or a SMF manager (25 Mar 2022 to 1 Mar 2023)
    • SMF9 Chair of the Governing Body (8 Feb 2021 to 24 Mar 2022)
    • CF1 Director (14 Dec 2015 to 9 Dec 2019)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Nov 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2002)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • SMF10 Chair of the Risk Committee (8 Feb 2021 to 1 Feb 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (8 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Nov 2002)
  • BENEFIT STREET PARTNERS LIMITED (no longer approved here)

    FRN 196845

    • SMF9 Chair of the Governing Body (8 Feb 2021 to 1 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
    • CF1 Director (6 Mar 2012 to 8 Dec 2019)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (29 Apr 2016 to 8 Dec 2019)
  • BNY Mellon Fund Managers Limited (no longer approved here)

    FRN 122007

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Mar 2023)
    • CF3 Chief Executive (19 Nov 2012 to 15 Feb 2013)
    • CF1 Director (1 Nov 2002 to 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Nov 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2002)
  • Insight Investment International Limited (no longer approved here)

    FRN 416024

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (29 Apr 2016 to 8 Dec 2019)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF1 Director (18 Aug 2010 to 30 Sep 2012)

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Updates to this individual's record on the FCA register.

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