BNY Mellon Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Adrian Philip Smart
IRN APS01094
- CF14 Risk Assessment (28 Apr 2003 to 5 Nov 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 13 Oct 2003)
Alan Adam Mearns
IRN AAM01048
- CF8 Apportionment and Oversight (9 Jan 2007 to 31 Mar 2009)
- CF3 Chief Executive (9 Jan 2007 to 1 Nov 2012)
- CF1 Director (11 Nov 2002 to 1 Nov 2012)
Alan Taylor
IRN AXT01131
- CF11 Money Laundering Reporting (6 Dec 2002 to 10 Jul 2004)
Anna Louise Nicholl
IRN ALN01015
- CF14 Risk Assessment (3 Nov 2003 to 31 Jan 2006)
Anne-Marie Islam
IRN AXI14478
- SMF3 Executive Director (9 Dec 2019 to 17 Jan 2023)
- CF1 Director (18 Jul 2019 to 8 Dec 2019)
Antony Paul Burgess
IRN APB01080
- CF1 Director (1 Dec 2001 to 6 Jun 2003)
Ayaz Yousef Siddiqui
IRN AYS01006
- CF28 Systems and controls (1 Nov 2007 to 21 May 2010)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
Basima Khuram
IRN BXK08115
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2024)
Carole Ann Judd
IRN CXJ16727
- SMF9 Chair of the Governing Body (since 20 Aug 2020)
- CF2 Non Executive Director (11 Sep 2019 to 8 Dec 2019)
Catherine Parker
IRN CXP01398
- CF11 Money Laundering Reporting (6 Nov 2006 to 2 Dec 2016)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.