Date authorised
1 April 2013
Companies House
01998251
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    BNY Mellon Centre
    160 Queen Victoria Street
    London
    EC4V 4LA
    UNITED KINGDOM
    Phone
    +4402071635566
  • Complaints Contact

    BNY Mellon Centre
    160 Queen Victoria Street
    London
    EC4V 4LA
    UNITED KINGDOM
    Phone
    +4402071632793

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caylie Stallard

    IRN CXS00668

    • SMF1 Chief Executive (since 16 Jan 2026)
    • SMF3 Executive Director (since 1 Feb 2023)
  • Chantal Sheehan

    IRN CXS00889

    • SMF16 Compliance Oversight (5 Nov 2024 to 12 Dec 2025)
  • Claire Louise Wallace

    IRN CLW01099

    • CF10 Compliance Oversight (9 Feb 2012 to 28 Dec 2012)
  • David Michael Turnbull

    IRN DMT01115

    • CF3 Chief Executive (12 Mar 2013 to 11 Apr 2019)
    • CF10a CASS Oversight function (1 Oct 2011 to 5 Nov 2018)
    • CF1 Director (1 Aug 2011 to 27 Mar 2019)
  • Elizabeth Roach

    IRN EXR01231

    • SMF16 Compliance Oversight (since 12 Dec 2025)
  • Gerald Rehn

    IRN GXR01273

    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2023 to 9 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2023)
    • CF3 Chief Executive (12 Jul 2019 to 8 Dec 2019)
    • CF1 Director (11 Feb 2019 to 8 Dec 2019)
  • Graeme Whyte

    IRN GXW01159

    • CF1 Director (1 Dec 2001 to 19 Apr 2002)
  • Graham Stanley Chapman

    IRN GSC01090

    • CF28 Systems and controls (4 Feb 2011 to 9 Jun 2016)
  • Gregory Allan Brisk

    IRN GAB01056

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Mar 2023)
    • CF3 Chief Executive (19 Nov 2012 to 15 Feb 2013)
    • CF1 Director (1 Nov 2002 to 9 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Nov 2002)
  • HILARY Lopez

    IRN HCL01021

    • SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
    • CF1 Director (18 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.