BNY Mellon Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Trenear Harvey
IRN ITH01007
- CF1 Director (15 Feb 2007 to 11 Mar 2010)
James Morecroft Helby
IRN JMH01329
- CF10 Compliance Oversight (10 Jun 2010 to 1 Jan 2012)
Jean-Paul Lim
IRN JXL01454
- CF10 Compliance Oversight (29 Oct 2003 to 10 Jun 2010)
Jon Richard Groom
IRN JRG01048
- CF1 Director (1 Dec 2001 to 5 Apr 2002)
- CF3 Chief Executive (1 Dec 2001 to 5 Apr 2002)
- CF8 Apportionment and Oversight (1 Dec 2001 to 5 Apr 2002)
Jonathan Frank Lubran
IRN JFL01016
- CF2 Non Executive Director (17 Jul 2015 to 8 Dec 2019)
- CF1 Director (12 Mar 2013 to 17 Jul 2015)
Jonathan Michael Little
IRN JML01069
- CF3 Chief Executive (3 Mar 2004 to 31 Dec 2006)
- CF8 Apportionment and Oversight (3 Mar 2004 to 31 Dec 2006)
- CF1 Director (1 Dec 2001 to 31 Dec 2006)
Karan Sharma
IRN KXS00242
- [FCA CF] Material risk taker (since 17 Nov 2020)
Kenneth Thomson
IRN KXT01076
- CF1 Director (1 Dec 2001 to 19 Apr 2002)
Kevin Michael Tolan
IRN KMT01034
- CF11 Money Laundering Reporting (8 Jul 2004 to 20 Oct 2006)
Kira Nickerson
IRN KXN00142
- SMF3 Executive Director (5 Jul 2023 to 31 May 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.