Kevin Michael Tolan

• Pharo Management (UK) LLP

  FRN 401546

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Nov 2019 to 8 Dec 2019)
• City of London Investment Management Company Limited (no longer approved here)

  FRN 169910

  • CF11 Money Laundering Reporting (27 Sep 2010 to 14 Apr 2016)
  • CF10 Compliance Oversight (27 Sep 2010 to 14 Apr 2016)
• Blackfriars Asset Management Limited (no longer approved here)

  FRN 180892

  • CF10 Compliance Oversight (17 Jan 2008 to 17 Sep 2010)
  • CF11 Money Laundering Reporting (17 Jan 2008 to 1 May 2009)
• Insight Investment International Limited (no longer approved here)

  FRN 416024

  • CF11 Money Laundering Reporting (13 Apr 2006 to 20 Oct 2006)
• Newton Investment Management Limited (no longer approved here)

  FRN 119331

  • CF11 Money Laundering Reporting (2 Aug 2004 to 20 Oct 2006)
• BNY Mellon Investment Management EMEA Limited (no longer approved here)

  FRN 119196

  • CF11 Money Laundering Reporting (8 Jul 2004 to 20 Oct 2006)
• BNY Mellon Fund Managers Limited (no longer approved here)

  FRN 122007

  • CF11 Money Laundering Reporting (8 Jul 2004 to 20 Oct 2006)

No changes recorded yet.